M
Maaxiom Capital LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,700,000
Clients
12
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
12
LowAverage account size
$391,667
About
Maaxiom Capital LLC provides discretionary asset management, financial planning, and consulting to individuals, high-net-worth clients, trusts and estates, and also serves institutional clients and qualified retirement plans. Its retirement-plan services include both ERISA 3(21) advisory and 3(38) investment-manager arrangements and explicit pension consulting support, a set of capabilities that is uncommon among independent advisors.
The firm develops client-specific investment programs based on stated objectives, time horizon and risk tolerance, using fundamental and technical analysis and periodic account reviews. Portfolios may include long- and short-term positions, options and margin strategies where appropriate, and the firm requires custody and execution through a designated broker-dealer.
With a relatively small asset base and limited client roster, the firm’s scale is modest compared with many peers, but it draws on institutional experience through the principal’s public-sector investment role to provide pension and plan-level advisory services. For ERISA engagements the firm documents investment policy statements, permits client-imposed restrictions, and excludes certain asset types (e.g., employer securities, non-public partnerships, participant loans) from plan management.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Retirement income strategy
Tax-loss harvesting
Options & derivatives strategies
Fee options
$0 - $1,000,000: 1.75% annually Over $1,000,000+: 1.50% annually
$200 per hour for financial planning
Fee-only: Financial planning charged at $200 per hour; fee may be waived if Client implements plan through Maaxiom
Main office location
Maaxiom Capital LLC
Fullerton CA, United States
Number of offices
1
Most active in
Maaxiom Capital LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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