M3Sixty Capital, LLC logo

M3Sixty Capital, LLC

Updated today

Client assets under management

$181,540

Clients

3

0% high-net worth

Advisors

3

of 6 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

1

Very Low

Average account size

$60,513

About

M3Sixty Capital serves investment companies and institutional clients, acting as adviser to several SEC-registered mutual funds — the M3Sixty Small Cap Growth Fund, M3Sixty Income & Opportunity Fund and M3Sixty OnChain U.S. Government Money Market Fund — and managing model managed accounts for institutional investors on a non-discretionary basis. The firm also offers separately managed accounts on a discretionary basis for institutional and individual investors, with minimums generally set at $5 million and negotiable in certain circumstances.

The firm implements a range of strategies across equities, fixed income, cash management and alternatives, using fundamental, quantitative, technical and macroeconomic analysis and emphasizing active security selection, duration and yield-curve positioning in its fixed income mandates. M3Sixty conducts ongoing reviews of accounts, documents client-imposed restrictions, and negotiates asset-based advisory arrangements that are generally billed monthly or as otherwise agreed.

Distinctive features include its role as a primary adviser to registered investment companies and its affiliation with Matrix 360 Distributors LLC and M3Sixty Administration LLC, with common ownership, shared services and potential distribution-related conflicts that the firm discloses and mitigates (including waiving advisory fees at the account level for assets invested in affiliated funds). Compared with many peers, the firm’s activity is concentrated on fund and institutional model business rather than broad retail individual account management, and its separately managed account regulatory AUM was relatively modest as of December 31, 2025 ($181,540), underscoring that focus.

Client services

Portfolio management

Expertise

Active portfolio management Private / alternative investments Options & derivatives strategies

Fee options

Percentage

$5 million - $25 million: 0.80% $25,000,001 - $50 million: 0.70% Over $50 million+: Negotiable

Other

Account minimum: $5 million

Main office location

M3Sixty Capital, LLC

4300 Shawnee Mission Parkway, Suite 100

Fairway KS 66205, United States

Number of offices

1

Most active in

Illinois · Kansas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Vincent D

Series 63, Series 66

Fairway, KS

M3Sixty Capital, LLC

Vincent Duvigneaud is a financial advisor at M3Sixty Capital, LLC with six years of industry experience. He holds Series 63 and Series 66 designations and has worked with several firms, including FinTrust Capital Advisors, LLC and Thesis Fund Management. Outside of his advisory roles, he serves on the advisory board of a medical device company focused on laser spine surgery. M3Sixty Capital, LLC provides investment advisory services primarily to institutional clients and investment companies, managing pooled vehicles and institutional mandates with a range of active strategies across equities, fixed income, cash management, and alternative investments. The firm is notable for serving investment companies and offering both model managed accounts and separately managed accounts.

Active portfolio management Private / alternative investments Options & derivatives strategies
user avatar

John W

Series 63, Series 65

Fairway, KS

M3Sixty Capital, LLC

John Williams is a financial advisor with M3Sixty Capital, LLC, holding Series 63 and Series 65 credentials and bringing 33 years of industry experience. His prior roles include positions at Aronson Asset Management and Kalos Capital Inc. He also owns a compliance consulting firm that provides services to independent broker-dealers and RIAs. M3Sixty Capital, LLC provides investment advisory services primarily to institutional clients and investment companies, managing pooled vehicles and institutional mandates rather than retail individual accounts. The firm employs a range of active strategies across equities, fixed income, cash management, and alternative investments, and serves as adviser to several SEC-registered mutual funds.

Active portfolio management Private / alternative investments Options & derivatives strategies
user avatar

Andrew A

Series 63, Series 65

Downers Grove, IL

M3Sixty Capital, LLC

Andrew Arnold is a financial advisor at M3Sixty Capital, LLC with 23 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at firms including Fidelity Investments and Carillon Fund Distributors, Inc. He also serves as a Regional Director and Wholesaler for M3Sixty Capital. M3Sixty Capital, LLC provides investment advisory services primarily to institutional clients and investment companies, managing several SEC-registered mutual funds and offering model managed accounts and separately managed accounts. The firm uses a range of active strategies across multiple asset classes and explicitly serves investment companies, including the M3Sixty Small Cap Growth Fund and other specialized funds.

Active portfolio management Private / alternative investments Options & derivatives strategies
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