M
M Street Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,000,000
Clients
10
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$900,000
About
M Street Capital provides financial planning and investment advisory services to individuals, trusts, and estates, with a client base that the brochure indicates includes high‑net‑worth individuals. The firm also sponsors and manages a wrap‑fee program that delivers combined advisory and brokerage execution for participating clients.
The firm tailors portfolios and financial plans to individual client goals and risk tolerances, employing fundamental, technical and cyclical analysis to set asset allocation and implement strategies that can include long‑term and shorter‑term trading, option positions, and margin where appropriate. Account monitoring and periodic reviews are conducted by the firm’s lead investment personnel, who maintain CFP certification and oversee trading and compliance practices.
Compared with peers, M Street Capital’s business model is notable for pairing fee‑based financial planning with discretionary portfolio management offered through a wrap program and charging percentage‑of‑AUM advisory fees — arrangements that are statistically uncommon for firms in this category. The firm also participates in a custodial institutional program (TD Ameritrade/Pershing) that provides non‑monetary benefits to the adviser, and it does not act as a private fund adviser.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
0.50% to 1.75% annually (negotiable based on various factors including asset size, account composition, complexity, servicing needs, related accounts, future earning capacity, and negotiations)
Account minimum: $1,000,000 Fee-only: Annual wrap fee of 0.50% to 1.75% of assets under management, charged quarterly in advance, inclusive of transaction and custodial fees within the wrap program.
Main office location
M Street Capital, LLC
Dallas TX, United States
Number of offices
1
Most active in
M Street Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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