Lyons Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$55,813,086
This total excludes 6 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
29
48% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
LowAverage account size
$1,924,589
About
Lyons Investment Management provides discretionary portfolio management to individual and institutional clients, including retirement plans and wrap-fee accounts. The firm manages roughly $73 million across a small number of client relationships and implements account-specific model portfolios.
The firm's investment process combines fundamental and quantitative strategies, using a proprietary GRAPES valuation model for value-oriented mandates alongside several microcap momentum and volume-based quantitative models that are rebalanced periodically and can exhibit high turnover. Lyons generally manages accounts on a discretionary basis and offers both asset-based and negotiated performance-fee arrangements for qualified clients while employing equities, ETFs, warrants and other listed instruments.
Several operational and affiliation arrangements distinguish the firm from many peers: Lyons shares revenues and operating expenses with an affiliated registered investment adviser and may recommend that affiliated adviser when appropriate, serves as a portfolio manager on Morgan Stanley’s wrap-fee platform, and is affiliated with a CFTC‑registered commodity trading adviser to which it may refer clients for futures trading. The firm also discloses that it uses a related foreign entity in Lithuania to provide model composition, trading and IT services, a relationship the brochure identifies as a potential conflict that the firm monitors.
Client services
Portfolio management
Expertise
Active portfolio management
Factor investing / smart beta
Concentrated stock management
Fee options
Up to 1.50% annually (negotiable, generally based on size of relationship)
For qualified clients, negotiated performance-based fees: either 0.60% of net assets plus 20% of excess returns over benchmark, or 0.50% of net assets plus 12% of returns exceeding actuarial rate of pension fund.
Account minimum: $100,000 Fee-only: Annual portfolio management fee up to 1.50% of assets under management, billed quarterly in advance after initial pro-rata billing. Fees negotiable.
Main office location
Lyons Investment Management
280 W Canton Ave, Suite 430
Winter Park FL 32789, United States
Number of offices
2
Most active in
Lyons Investment Management has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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