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LYNCH & Associates

Updated today

Client assets under management

$794,363,651

Clients

681

24% high-net worth

Advisors

7

of 7 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

97

High

Average account size

$1,166,466

About

LYNCH & Associates provides ongoing investment supervisory services and consulting to a mix of individual clients (both non-high-net-worth and high-net-worth), pension and profit-sharing plans, charitable organizations and corporate clients. The firm operates as a team of seven advisors and manages roughly $831 million in client assets across discretionary and non-discretionary accounts for about 681 clients.

The firm combines fundamental and technical analysis (including charting, cyclical and qualitative methods), mutual fund/ETF analysis and asset-allocation approaches, and implements both long- and short-term trading strategies; accounts are reviewed at least monthly and clients receive quarterly reports. With client approval and appropriate margin documentation, LYNCH & Associates may use borrowed funds to purchase securities in separately managed accounts, and it discloses margin transactions and related risks in its policies.

Operationally, the firm uses block trading and trade aggregation and maintains a platform arrangement with National Financial Services LLC and Fidelity that provides custody, execution, administrative support and research. It also discloses limited circumstances of constructive custody — including standing letters of authorization and direct retirement-account access via client-provided login credentials — and conducts independent “surprise” audits for accounts accessed in that way, indicating specific operational controls prospective clients may want to review.

Client services

Portfolio management Pension consulting

Expertise

Options & derivatives strategies

Fee options

Percentage

Less than $500,000 - $500,000: Stocks: 1.10% Less than $500,000 - $500,000: Fixed Income: 0.65% Less than $500,000 - $500,000: Balanced: 1.00% Less than $500,000 - $500,000: Funds: 0.75% $500,001 - $1,000,000: Stocks: 1.00% $500,001 - $1,000,000: Fixed Income: 0.60% $500,001 - $1,000,000: Balanced: 0.90% $500,001 - $1,000,000: Funds: 0.75% $1,000,001 - $2,000,000: Stocks: 0.90% $1,000,001 - $2,000,000: Fixed Income: 0.55% $1,000,001 - $2,000,000: Balanced: 0.80% $1,000,001 - $2,000,000: Funds: 0.50% $2,000,001 - $3,000,000: Stocks: 0.80% $2,000,001 - $3,000,000: Fixed Income: 0.50% $2,000,001 - $3,000,000: Balanced: 0.70% $2,000,001 - $3,000,000: Funds: 0.50% $3,000,001 - $5,000,000: Stocks: 0.70% $3,000,001 - $5,000,000: Fixed Income: 0.45% $3,000,001 - $5,000,000: Balanced: 0.60% $3,000,001 - $5,000,000: Funds: 0.50% $5,000,001 - $10,000,000: Stocks: 0.60% $5,000,001 - $10,000,000: Fixed Income: 0.40% $5,000,001 - $10,000,000: Balanced: 0.50% $5,000,001 - $10,000,000: Funds: 0.45% $10,000,001 - $50,000,000: Stocks: 0.50% $10,000,001 - $50,000,000: Fixed Income: 0.35% $10,000,001 - $50,000,000: Balanced: 0.40% $10,000,001 - $50,000,000: Funds: 0.40% Over $50,000,000+: Stocks: 0.40% Over $50,000,000+: Fixed Income: 0.30% Over $50,000,000+: Balanced: 0.30% Over $50,000,000+: Funds: 0.35%

Project-based

$250 per hour for Consulting Services

Other

Fee-only: Consulting Services charged at $250 per hour

Main office location

LYNCH & Associates

10644 Newburgh Rd, Sr 662

Newburgh IN 47630-8845, United States

Number of offices

1

Most active in

California · Florida · Illinois · Indiana · Kentucky · Louisiana · Minnesota · North Carolina · Tennessee · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Thomas L

Series 63

Newburgh, IN

LYNCH & Associates

Thomas Lynch is a financial advisor with LYNCH & Associates in Newburgh, IN, holding a Series 63 designation and 27 years of industry experience. He has been with LYNCH & Associates since 1994. Lynch also serves as a trustee for the Anthem Trust Fund. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement various investment strategies, including the use of margin in managed accounts.

Options & derivatives strategies
user avatar

Kenneth P

Series 65

Newburgh, IN

LYNCH & Associates

Kenneth Parker is a financial advisor at LYNCH & Associates with 27 years of industry experience. He holds a Series 65 designation and is based in Newburgh, Indiana. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, including high-net-worth clients, pension and profit-sharing plans, charitable organizations, and businesses. The firm uses a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, with notable features including the use of margin in managed accounts and specific custody and trading practices.

Options & derivatives strategies
user avatar

Matthew H

Series 63, Series 65

Newburgh, IN

LYNCH & Associates

Matthew Hampton is a financial advisor at LYNCH & Associates with 17 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at Scottrade Inc for six years. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm uses a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including asset allocation and mutual fund/ETF selection.

Options & derivatives strategies
user avatar

Joseph B

Series 65

Newburgh, IN

LYNCH & Associates

Joseph Berry is a financial advisor at LYNCH & Associates with four years of industry experience. He holds a Series 65 designation and previously worked for Warrick County School Corp for ten years. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including asset allocation and mutual fund/ETF selection.

Options & derivatives strategies
user avatar

Ryan L

CFP®, ChFC®, Series 65

Newburgh, IN

LYNCH & Associates

Ryan Lynch is a CFP®, ChFC®, and Series 65-registered advisor with 27 years of industry experience. He has been with Lynch & Associates since 1995. Lynch & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including asset allocation and mutual fund/ETF selection.

Options & derivatives strategies
user avatar

Evan L

Series 65

Newburgh, IN

LYNCH & Associates

Evan Lynch is a financial advisor at LYNCH & Associates with a Series 65 designation and two years of industry experience. He has been with LYNCH & Associates since 2020 following seven years as a student. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including the use of margin in managed accounts.

Options & derivatives strategies
user avatar

James L

ChFC®, Series 65

Newburgh, IN

LYNCH & Associates

James Lynch is a financial advisor at LYNCH & Associates with 6 years of industry experience. He holds the ChFC® designation and Series 65 license and has been with LYNCH & Associates since 2003. LYNCH & Associates provides discretionary and non-discretionary investment advisory and consulting services to individuals, pension and profit-sharing plans, charitable organizations, and businesses. The firm employs a combination of fundamental, technical, and qualitative analysis to implement both long- and short-term strategies, including the use of margin in managed accounts with client approval.

Options & derivatives strategies
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