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LW Pacific Investments LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,887,000
Clients
4
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
Very LowAverage account size
$721,750
About
The firm provides customized investment advisory services to individual investors, including high‑net‑worth clients and business owners, and generally requires a minimum account size to establish a relationship. Services include portfolio construction, implementation, and ongoing supervision across ETFs, mutual funds, equities, debt securities and REITs.
Investment decisions are driven by fundamental analysis and a tactical asset‑management approach that can include long‑ and short‑term trading, concentrated portfolios, and options strategies (including spreads and uncovered positions), with the potential use of margin and cash hedges. The firm monitors accounts continuously and conducts formal reviews at least annually to align portfolios with client objectives and risk tolerances.
Notably, the firm offers a performance‑based fee option for qualified clients that uses a calendar‑year high‑water‑mark mechanism while relying on an institutional custodian relationship (Interactive Brokers) that calculates and deducts advisory fees. The principal holds an advanced degree in financial economics and applied statistics and discloses an ongoing outside consulting engagement with a private manufacturing company, a material non‑investment activity the brochure highlights.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Real estate investing
Occupation focus
Founder/Business Owner
Fee options
1.00% annually
10% of gains for Qualified Clients with $1,000,000+ AUM or $2,000,000 net worth
Account minimum: $200,000
Main office location
LW Pacific Investments LLC
Santa Ana CA, United States
Number of offices
1
Most active in
LW Pacific Investments LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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