Luke Financial Company, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$4,500,000
Clients
50
0% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
50
HighAverage account size
$90,000
About
Luke Financial Company provides personalized financial planning, consulting, and discretionary portfolio management primarily for individual clients, delivering written financial plans (fixed or hourly) and ongoing asset-management services. The firm also conducts educational seminars and workshops and operates on a fee-based model while custodial relationships remain with third‑party custodians.
Investment programs are implemented under discretionary authority and guided by client-specific investment policy statements, with analysis that includes fundamental, technical, and cyclical methods and regular portfolio reviews. The firm’s brochure discloses that client accounts may use margin borrowing and engage in derivatives strategies—examples discussed include covered option writing and exposure via leveraged (3x) ETFs—and it describes the attendant material risks of those approaches.
Noteworthy distinctions include that the managing member is separately licensed as an insurance agent and spends a majority of professional time in that insurance practice, occasionally offering commissionable insurance products that the firm discloses as a potential conflict of interest. The firm is small in scale (about $4.5 million in discretionary AUM, a single advisor and roughly 50 clients) and its brochure discloses that the managing member filed a Chapter 7 bankruptcy petition in February 2026.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Consulting
Expertise
General retirement planning
Cash flow / budgeting
General tax planning
Active portfolio management
Fee options
Negotiable fixed fee ranging from $250 to $10,000
2.00% annually
$250 per hour
Main office location
Luke Financial Company, LLC
6860 N Dallas Parkway, Suite 200
Plano TX 75024, United States
Number of offices
1
Most active in
Luke Financial Company, LLC has reported serving >5 clients in these states in the last 12 months.
Colorado · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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