L
Luke Capital
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$30,000
Clients
2
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
2
Very LowAverage account size
$15,000
About
Luke Capital is a sole-proprietorship registered investment adviser that serves individual investors with portfolio management, investment advice, retirement planning, and financial planning; it reports $30,000 in assets under management across two clients, charges percentage-of-AUM fees, offers a free initial consultation, and states no account minimum. The firm also provides life insurance advice through an affiliation with Primerica and has a consultative relationship with Devil Dawgs Financial Services LLC for debt reduction and budgeting assistance.
The firm’s investment approach emphasizes value-oriented, largely passive portfolio construction using individual stocks and ETFs, supplemented by derivatives strategies—primarily bull put spreads and selective call or put writing—to generate premium and income, with options limited to clients who sign risk disclosures and meet approval. Services are offered on a discretionary basis, custody and execution are recommended through Interactive Brokers (including margin and portfolio-margin capabilities), and the brochure expressly excludes cryptocurrency trading.
Notable differences from many peers include the active use of options and access to a professional trading platform despite operating at a very small scale (one advisor, two clients, $30k AUM), and the adviser’s dual role as a licensed insurance agent with commission-based insurance products, which the firm discloses as a potential conflict of interest. The firm also does not participate in wrap-fee programs or accept performance-based fees, and it documents procedures for fee deduction, client reporting, and proxy handling.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Wealth management
Life insurance needs analysis
Fee options
Up to 1.5% annually, billed quarterly in arrears, negotiable depending on client circumstances
Main office location
Luke Capital
Palm Springs CA, United States
Number of offices
1
Most active in
Luke Capital has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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