Lowell Road Asset Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$49,921,728
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
120
54% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
120
Very HighAverage account size
$416,014
About
Lowell Road Asset Management provides investment advice and portfolio management to individuals, high net worth clients, and small businesses, offering both discretionary and non‑discretionary asset management as well as educational seminars and workshops at no charge. The firm’s fees are charged as a percentage of assets under management and it prepares ongoing portfolio oversight for individual clients.
LRAM’s investment process draws on fundamental, technical and cyclical analysis and tailors strategies to client objectives and risk tolerance, with options strategies (including covered, uncovered and spreading strategies) disclosed as potential tools. For non‑discretionary accounts the firm states it will determine recommended trades but obtain client approval before execution, and it provides written quarterly reports that show performance against market industry benchmarks.
Distinctive elements in the brochure include the nearly even split of reported assets—about $25.13 million each in discretionary and non‑discretionary management as of December 31, 2025—which differs from many peers that manage predominantly discretionary assets. The firm also discloses use of option strategies and describes an affiliated legal‑funding business of the president (less than 5% of his time), and it notes custodial arrangements with Charles Schwab and J.P. Morgan for trade execution and reporting.
Client services
Portfolio management
Educational seminars or workshops
Expertise
Active portfolio management
Options & derivatives strategies
Fee options
$0 - $500,000: 1.50% annually $500,000+: 1.00% annually
Account minimum: $100,000
Main office location
Lowell Road Asset Management, Inc.
1295 Northern Boulevard, Suite 24
Manhasset NY 11030, United States
Number of offices
2
Most active in
Lowell Road Asset Management, Inc. has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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