Lords Wealth
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
28
14% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
28
TypicalAverage account size
$0
About
Lords Wealth provides investment education, advising, and limited financial consulting to individual clients, with services focused on portfolios of open-end mutual funds. The firm operates as a fee-only, non-discretionary adviser: clients maintain custody of their own accounts and implement trades themselves rather than granting the firm trading authority.
The firm’s approach centers on a structured education process (multi-session courses) followed by recommendations for buy-and-hold mutual fund portfolios selected for longevity (funds in existence 25+ years), diversity (average fund holdings noted), and historical returns (brochure cites typical fund returns in the low‑to‑mid double digits). Lords Wealth uses dollar‑cost‑averaging and emphasizes historical and hypothetical performance analysis, preferring funds that are temporarily underperforming their lifetime returns as potential opportunities.
Distinctive features relative to peers include the firm’s publication of historical and hypothetical performance figures and the regular offering of multi-session educational seminars as part of client onboarding, which is not common among independent single-advisor firms. The practice also does not rely on ongoing percentage-of-assets-under-management fees; instead it structures billing around flat/one-time education or advising charges and hourly fees for reviews, and limits advice to open-end mutual funds without providing continuous portfolio management or discretionary trading.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Passive / index investing
Fee options
Flat fee for investment education courses as set forth in Client Agreement
Hourly rates for periodic account reviews and financial consulting as specified in Client Agreement
Fee-only: One-time fee at a percentage of assets invested as specified in Client Agreement; hourly rates for periodic reviews and financial consulting as set forth in Client Agreement
Main office location
Lords Wealth
Nyack NY, United States
Number of offices
1
Most active in
Lords Wealth has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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