Lone Wolf Trading LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$614,282
This total excludes 3 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
10
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$61,428
About
Lone Wolf Trading LLC provides discretionary and non-discretionary portfolio management and financial planning to individual and high‑net‑worth clients, and also lists corporate or business entities among its clients. It offers ongoing portfolio management, creates a written Investment Policy Statement for each client, and distributes a weekly subscription newsletter to subscribers.
The firm’s investment work is grounded in charting, quantitative, and technical analysis and employs both long‑term and short‑term trading approaches. Its stated practice includes recommending U.S. stock index ETFs—often buying on weakness and selling on strength—and it generally seeks discretionary authority to implement client portfolios.
Compared with peers, Lone Wolf discloses a few atypical features: its materials include hypothetical performance illustrations, it discloses the use of borrowing in managed accounts, and it serves corporate/business clients — all of which are uncommon among similar independent advisers. The firm operates as a single‑advisor practice with a small client base and modest assets under management, which may affect the scale and personalization of service.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Occupation focus
Founder/Business Owner
Demographic focus
Values-based investing
Fee options
Fixed financial planning fees between $50 and $1,000
2.00% annually
Weekly newsletter subscription provided for free
Main office location
Lone Wolf Trading LLC
Briarcliff Manor NY, United States
Number of offices
1
Most active in
Lone Wolf Trading LLC has reported serving >5 clients in these states in the last 12 months.
New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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