Lone Peak Asset Management, Inc.

Lone Peak Asset Management, Inc. provides portfolio management, financial planning, and pension consulting primarily to individual clients and certain pension/profit‑sharing plans. Services are delivered on a non‑discretionary basis, with the firm preparing investment policies, asset‑allocation recommendations and specific investment recommendations for each client.

The firm’s process emphasizes individualized assessments of clients’ financial situations, goals and risk tolerances and uses both long‑ and short‑term strategies across a broad set of securities, including equities, fixed income, mutual funds and partnership interests. Because the firm does not maintain trading discretion, clients must authorize transactions and the firm typically works with third‑party custodians (the brochure notes use of TD Ameritrade Institutional) while monitoring portfolios on an ongoing basis.

Distinctive aspects noted in the brochure include the firm’s primary reliance on non‑discretionary assets—an arrangement that is uncommon among independent advisers—and a specific offering of pension consulting and employer benefit plan services such as Section 125 Cafeteria plans. The brochure also discloses that the director is a partner in an unrelated retail business and allocates a substantial portion of his work schedule to that venture, and that the firm manages roughly $20 million across many individually managed accounts.