Lockyer Investments
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,278,694
Clients
9
11% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
9
Very LowAverage account size
$253,188
About
Lockyer Investments is a single‑advisor independent registered investment adviser that provides customized investment management and financial planning primarily for individuals, families, and high‑net‑worth clients. Its services include discretionary portfolio management across equities, fixed income, mutual funds and ETFs, along with retirement, tax and cash‑flow planning and an income‑focused strategy for very risk‑averse clients.
The firm builds portfolios around five target asset mixes (from Aggressive Growth to Income), uses fundamental analysis for security selection, and employs traditional asset allocation with periodic rebalancing within a 10% band. Uncommonly for a small independent adviser, Lockyer Investments may implement longer‑term market‑timing adjustments by moving a client’s target asset mix one level up or down based on macroeconomic analysis, subject to client approval and a planned reversion period.
Distinctive features include its very small scale — roughly $2.28 million in assets under management for nine client relationships since its 2025 founding — and a client base that skews toward higher‑net‑worth households rather than mass‑market individual investors. The firm conducts all trading and custody through a single preferred custodian (Charles Schwab), receives institutional services from that custodian, and does not vote proxies on clients’ behalf, leaving proxy voting to clients.
Client services
Financial planning
Portfolio management
Market timing
Expertise
General retirement planning
Income planning
General tax planning
Real estate investing
Fee options
$0 - $5,000,000: 0.75% $5,000,000+: 0.5% (up to an annual maximum of $150,000)
Account minimum: $25,000 Fee-only: Annual advisory fees based on assets under management as per the tiered schedule; no commissions received
Main office location
Lockyer Investments
9400 W Higgins Rd Suite 400
Rosemont IL 60018, United States
Number of offices
2
Most active in
Lockyer Investments has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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