Lockwood Wealth Strategies, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$80,613,777
Clients
70
43% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
Very HighAverage account size
$1,151,625
About
Lockwood Wealth Strategies provides wealth management and financial planning to individuals (including high‑net‑worth clients), trusts, estates, and businesses. The firm manages approximately $80.6 million on a discretionary basis for roughly 70 clients and generally does not impose a minimum relationship size.
The adviser builds portfolios using exchange‑traded funds, low‑cost diversified mutual funds, and individual equities, and applies both fundamental and technical analysis with a primarily long‑term orientation while permitting shorter‑term trades for rebalancing or client needs. Lockwood may also recommend unaffiliated independent managers for all or part of a client’s portfolio and retains legacy positions when appropriate for portfolio fit or tax considerations, providing ongoing oversight and client communication under discretionary authority.
Founded in 2024 and led by the owner who holds a Certified Wealth Strategist credential, the firm operates as a single‑advisor practice with an institutional platform relationship that provides software and operational support through a recommended custodian; the brochure discloses these economic benefits and the adviser’s oversight of potential conflicts. The firm does not participate in wrap or soft‑dollar programs, does not accept proxy‑voting responsibility for client securities, and relies on qualified custodians for custody and fee deduction with accompanying client reporting.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Wealth management
Retirement income strategy
Fee options
$0 - $500,000: 1.25% $500,001 - $750,000: 1.15% $750,001 - $1,000,000: 1.05% $1,000,001 - $2,000,000: 0.95% $2,000,001 - $3,000,000: 0.75% $3,000,001 - $4,000,000: 0.65% $4,000,001+: Negotiable
Fee-only: Wealth management fees based on tiered schedule, no commissions
Main office location
Lockwood Wealth Strategies, LLC
Houston TX, United States
Number of offices
1
Most active in
Lockwood Wealth Strategies, LLC has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")