Lock Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$296,145
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$49,358
About
Lock Wealth Management is a fee-only, single-advisor registered investment adviser that provides investment management, financial planning, and retirement plan consulting to a small client base. Its disclosed clients include high-net-worth individuals, pension and profit‑sharing plans, charitable organizations, and corporations rather than a broad retail individual cohort.
The firm develops individualized investment policies and applies modern portfolio principles, advising in equities, fixed income, mutual funds, ETFs, and cash, and may deploy third‑party Outside Managers or Betterment’s advisory platform for implementation. It offers ongoing, project-based, and hourly financial planning and provides employer-facing services such as participant education, vendor searches, and a workplace financial wellness benefit.
Distinctive aspects of the practice include a concentrated roster (six clients and roughly $296,000 in assets under management) and an explicit emphasis on retirement‑plan consulting and workplace financial education, including pro bono educational seminars and structured employer programs. The brochure also notes the firm acts as a fiduciary to plan sponsors, allows client‑imposed investment restrictions, and does not impose a minimum account size.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Educational seminars: pro bono; Workplace Financial Wellness: $2,500 flat for up to 10 employees; Project-Based Financial Planning: $0 to $10,000
$0 - $1,000,000: 1.00% $1,000,001 - $3,000,000: 0.75% $3,000,001+: 0.50%
$250 to $400 per hour
Ongoing Financial Planning: $375 to $3,500 per month or $1,125 to $10,500 per quarter
Fee-only: Fee-only firm; compensation solely from clients for services
Main office location
Lock Wealth Management
Atlanta GA, United States
Number of offices
1
Most active in
Lock Wealth Management has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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