Local Wealth Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,330,000
This total excludes 4 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
29
7% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
29
Average account size
$183,793
About
Local Wealth Management advises and manages private investment funds for qualified investors and provides retirement plan consulting and discretionary retirement plan management for employer plan sponsors. The firm also offers financial planning and coordinates onboarding and selection of third‑party or “Outside Managers” to run client accounts when appropriate.
Its investment approach combines fundamental analysis with Modern Portfolio Theory, using both passive and active vehicles and an asset‑allocation framework that emphasizes liquidity, tax considerations, and diversification. LWM discloses that it makes discretionary investment decisions for its Funds and for plan management, and that it conducts ongoing review and due diligence of any Outside Managers it recommends.
What is distinctive about the firm is the combination of services — operating private pooled funds across strategies (long/short equity, credit, private equity, venture capital, real estate) while also acting as an ERISA 3(38) style investment manager and retirement plan consultant — given the firm’s recent formation and single‑principal structure. The founder’s professional qualifications (including a master’s in financial planning and CFP® certification) and the formalized Outside Manager selection and monitoring process are emphasized in the brochure.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Retirement income strategy
College savings (529s, UTMA, etc.)
Occupation focus
Founder/Business Owner
Retired
Fee options
Flat annual fee up to $40,000 for Wealth Management; fixed fees for Financial Planning services (Ongoing and Project-Based)
Up to 1% (Retirement Plan Consulting fee on Plan assets)
Fee-only: Wealth Management services charged as a flat annual fee up to $40,000, paid quarterly in arrears; Financial Planning services charged as fixed fees (Ongoing: $3,000 to $15,000 quarterly; Project-Based: $1,600 to $10,000)
Main office location
Local Wealth Advisors
999 Vanderbilt Beach Rd.,, Suite 200
Naples FL 34108, United States
Number of offices
1
Most active in
Local Wealth Advisors has reported serving >5 clients in these states in the last 12 months.
Florida
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
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