Lloyd Park, LLC

Lloyd Park provides discretionary investment management to individual and high‑net‑worth clients, including related trusts and estates, and also works with charitable organizations, a client type that is less common among independent advisors. The firm delivers portfolio management on an asset‑based fee basis and may recommend or retain third‑party money managers and other service providers to assist with implementation and tax and estate planning.

Portfolios are tailored to each client’s objectives, tolerance for risk and financial circumstances, using quantitative optimization, computer models and periodic reviews to establish and monitor asset allocation. The firm employs a broad set of instruments and strategies — including mutual funds, ETFs, individual equity and fixed‑income securities, options strategies, structured products and private placements — and typically operates under limited discretionary authority to execute client transactions.

Distinctive features include the firm’s reported $167.9 million in discretionary assets under management as of December 31, 2025 while operating with a single advisor and approximately 97 client relationships, which represents a relatively high AUM concentration for a solo practitioner. Lloyd Park also participates in institutional custodian programs (including Charles Schwab, JP Morgan and Goldman Sachs) that provide access to institutional trading, research and technology — arrangements that the brochure notes can create potential conflicts of interest due to the economic benefits those programs provide.