L
LK Financial Planning LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$86,937,138
Total clients
9
100% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
9
Average account size
$9,659,682
About
LK Financial Planning LLC provides investment supervisory services and comprehensive financial planning to individual and high‑net‑worth households, generally working with a very small client roster and a stated account threshold that it may waive. The firm offers discretionary portfolio management supported by individualized Investment Policy Statements and also delivers fixed‑fee or hourly financial planning engagements.
The firm’s investment approach emphasizes long‑term, diversified asset allocation designed to balance risk and reward, implemented almost exclusively through ETFs and low‑cost mutual funds with periodic rebalancing and attention to tax efficiency across account types. Where appropriate, the adviser incorporates multigenerational planning into the process, treating each household as a separate fiduciary relationship and requiring consent before sharing information across family households.
Noteworthy features relative to peers include a single‑adviser model overseeing roughly $87 million for a handful of clients, producing a higher assets‑per‑client profile than is typical for similar independent firms, and a background in senior legal practice informing the firm’s planning work. The firm also maintains limited custody to permit direct fee deduction, receives non‑cash research and educational benefits from a custodian that it factors into custodian selection, and allows client‑directed brokerage while not participating in wrap fee programs.
Client services
Financial planning
Portfolio management
Expertise
Passive / index investing
Wealth management
College savings (529s, UTMA, etc.)
Fee options
Financial planning fixed fees between $0 and $25,000
1.00% annually
$250 to $350 per hour for financial planning
Account minimum: $2 million Fee-only: Hourly fees between $250 and $350 per hour; Fixed fees between $0 and $25,000 for financial planning
Main office location
LK Financial Planning LLC
295 Madison Ave., 12 Th Floor
New York NY 10017, United States
Number of offices
2
Most active in
LK Financial Planning LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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