L

LIS Inc

Updated today

Client assets under management

$28,102,676

Clients

54

15% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

54

High

Average account size

$520,420

About

LIS Inc is an independent registered investment adviser that provides ongoing portfolio management and related financial and estate planning advice to a broad mix of clients, including individuals, businesses, trusts, estates, charitable organizations, non‑profits, and profit‑sharing plans. Advisory accounts primarily employ a combination of low‑cost exchange‑traded funds, stocks, preferred stocks, individual bonds, mutual funds, money market instruments and, when appropriate, insurance products such as annuities.

The firm follows a rules‑based, globally diversified investment approach with an absolute‑return orientation, using both fundamental and technical analysis to set asset allocation according to each client’s time horizon and risk tolerance. ETFs are the preferred building blocks for portfolios, while selected individual stocks and bonds are used with specific buy/sell parameters, and most client accounts are managed on a discretionary basis.

Noteworthy features include its independent RIA structure overseeing approximately $28.1 million in discretionary assets for roughly 54 clients and the inclusion of financial and estate planning advice as part of the monthly service offering. The firm recommends Charles Schwab as custodian and makes use of Schwab’s institutional services and tools, and it does not produce firm‑generated regular performance reports—clients instead access monthly custodian statements.

Client services

Financial planning Portfolio management

Expertise

General retirement planning Annuities

Fee options

Percentage

$0+: 0.80% +: up to 1.5%

Main office location

LIS Inc

Urbandale IA, United States

Number of offices

1

Most active in

Iowa

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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