Lions Financial Advisory
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$571,000
Total clients
14
29% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$40,786
About
Lions Financial Advisory is a small independent advisory firm that serves individuals, high-net-worth clients, charitable organizations, and business entities. The firm provides ongoing discretionary portfolio management, written financial planning, and a subscription-based financial planning platform as part of its services.
The firm constructs an Investment Policy Statement for each client and employs a range of analytical methods—including fundamental, quantitative, technical, charting, cyclical analysis, and modern portfolio theory—to build and monitor long-term portfolios. Accounts are reviewed quarterly and managed with discretion tailored to clients’ objectives, risk tolerances, and time horizons, with reporting provided through custodians.
The firm’s principal maintains active, disclosed roles outside the advisory business that include real estate investment and brokerage activities and registration as an insurance agent, and the adviser may offer real estate-related services and commissionable insurance products to clients. Those affiliations, combined with the firm’s single-advisor, small-client practice, are uncommon among peers and are identified in the brochure as potential conflicts of interest that the firm documents and manages.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
College savings (529s, UTMA, etc.)
Annuities
Occupation focus
Founder/Business Owner
Fee options
Financial planning fixed fees between $1,000 and $50,000
1.00% annually
$50 to $500 per hour
Subscription fees between $30 and $50 per month
Main office location
Lions Financial Advisory
45 Rockefeller Plaza, 20 Th Floor
New York NY 10036, United States
Number of offices
1
Most active in
Lions Financial Advisory has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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