Lion Quest LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,367,931
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
42
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
42
Average account size
$151,617
About
Lion Quest LLC works with individuals, high‑net‑worth clients, corporations or business entities, and also accepts charitable organizations, offering ongoing portfolio management, financial planning, and referrals to third‑party investment managers. The firm documents client goals and constraints in an Investment Policy Statement and provides targeted services such as hourly or fixed‑fee consultation for divorce asset division.
The firm tailors portfolios to each client’s goals, time horizon, and risk tolerance, using model allocations and regular account reviews; although it may request discretionary authority, the firm’s reported assets are managed predominantly on a non‑discretionary basis. Its investment process draws on multiple methods—fundamental, technical, quantitative, cyclical and charting analyses—and may utilize mutual funds, ETFs, fixed income, real estate funds, annuities, private placements and options strategies.
Distinctive features include an explicit practice serving charitable organization clients, which is uncommon among peers, and the principal’s role as a licensed insurance agent who may offer commissionable insurance products (a relationship the brochure discloses as a potential conflict of interest). As a solo adviser with a small client base, the firm emphasizes client‑directed management, periodic reviews, and selective use of third‑party managers rather than concentrating assets under full discretionary control.
Client services
Financial planning
Portfolio management
Selection of other advisers
General consulting services
Expertise
Options & derivatives strategies
Real estate investing
Annuities
Fee options
Financial planning fixed fees negotiated between $150 and $5,000
$1 - $250,000: 1.00% $250,001 - $5,000,000: 1.00%
Hourly or fixed rate fees charged for consultation related to divorce asset and liability analysis (specific amounts not stated)
Main office location
Lion Quest LLC
Greenfield IN, United States
Number of offices
1
Most active in
Lion Quest LLC has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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