Lindy Wealth, LLC

Lindy Wealth provides wealth management and comprehensive financial planning, including investment management, business planning, retirement and tax planning, and estate considerations. Although the ADV describes services for individual and high-net-worth clients, the firm is categorized as an investment manager that primarily operates through pooled or institutional arrangements with limited individual-client relationships.

The firm’s investment approach emphasizes Modern Portfolio Theory, asset allocation, and use of passive index funds, and it implements strategies through discretionary management when engaged. Lindy also works with third-party outside managers—assisting clients with selection, investor profiling, monitoring, and ongoing review—while integrating planning areas such as cash flow, equity compensation, and employee benefits into its investment recommendations.

What is distinctive about Lindy compared with many peers is its fee-only, flat-fee engagement model that avoids percentage-of-AUM billing, and its explicit practice of recommending and conducting due diligence on Outside Managers rather than relying solely on in‑house management. The firm is newly established, operates with a single principal, reported no assets under management as of the ADV filing date, and uses institutional custodial platforms (Charles Schwab and Altruist) for execution and client services.