Lindenwood Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,736,903
Total clients
14
36% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
14
Average account size
$481,207
About
Lindenwood Financial LLC is a fee-only registered investment adviser that provides wealth management, comprehensive financial planning (including project‑based engagements), and pension consulting to individuals and to employee benefit plans and their fiduciaries. Services range from ongoing portfolio management and retirement planning to plan‑level advice and participant education for retirement plans.
The firm’s investment process combines fundamental and technical methods with Modern Portfolio Theory principles and uses both passive and active vehicles; it also may recommend or implement third‑party model portfolios and Outside Managers for discretionary management. Portfolios can be tailored for tax considerations, socially responsible (ESG) objectives, or client‑imposed restrictions, and the firm monitors manager selections, fund overlap, and portfolio risk on an ongoing basis.
Noteworthy aspects include an explicit pension consulting practice that offers non‑discretionary plan reviews, Investment Policy Statement design, vendor searches, fee and performance monitoring, and participant education — services relatively uncommon among independent advisers. The firm also integrates third‑party model providers and custodial platforms into its service delivery and offers a federally insured cash sweep program option for clients seeking FDIC/NCUA‑insured deposit placement.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Expertise
Wealth management
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
Flat fee for Project-Based Financial Planning ranging from $3,000 to $20,000, negotiable
$0 - $500,000: 1.25% $500,001 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $5,000,000: 0.80% $5,000,001 - $10,000,000: 0.65% $10,000,001+: 0.55%
Account minimum: $750,000 Fee-only: Flat fee for Project-Based Financial Planning ranging from $3,000 to $20,000, negotiable
Main office location
Lindenwood Financial LLC
622 West Washington Avenue, Suite 100
Madison WI 53703, United States
Number of offices
1
Most active in
Lindenwood Financial LLC has reported serving >5 clients in these states in the last 12 months.
Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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