Linden Rose Investment LLC

Linden Rose Investment LLC provides discretionary investment management to individuals (including high-net-worth clients), qualified retirement plans, trusts, and small businesses, and also acts as investment adviser to a pooled private investment vehicle (the Fund). The firm manages separately managed accounts and the Fund and reports approximately $96.4 million in discretionary assets under management.

The firm follows a value-oriented, concentrated equity approach that treats each holding as an ownership stake in a business and emphasizes long-term preservation of capital and a margin of safety. The firm generally implements a single common investment strategy across client accounts, maintains concentrated positions in high-conviction ideas, and typically exercises discretion in portfolio management.

Distinctive features include acting as sponsor and adviser to a Delaware limited partnership Fund and providing portfolio management to pooled vehicles, arrangements that involve performance-based compensation for qualified investors and the authority to deduct advisory fees from the Fund’s custody account. To address conflicts that may arise from performance-based arrangements and proprietary trading, the firm discloses material conflicts, maintains a Code of Ethics, and conducts regular monitoring and account reviews.