Lincoln Douglas Investments, LLC logo

Lincoln Douglas Investments, LLC

Updated today

Client assets under management

$130,549,335

Clients

246

0% high-net-worth

Advisors

9

of 27 employees

Firm type

Team

5-30 advisors or >$500M in AUM

Clients per advisor

27

Very Low

Average account size

$530,688

About

Lincoln Douglas Investments, LLC is a team investment adviser (nine advisors, roughly $130 million in AUM) that primarily serves individual investors, with additional clients that include pension plans, trusts and business entities; the firm does not maintain a significant high‑net‑worth client segment. Services include discretionary and non‑discretionary portfolio management, financial planning, and participation in advisory programs (including an Evergreen Ridge program) that in some cases require clients to use LDI’s brokerage/clearing arrangements.

Advisors develop portfolios from client risk profiles and employ a mix of strategies — long‑term and shorter‑term equity positions, mutual funds, fixed income, option strategies, margin and short sales — using technical, fundamental and cyclical analysis; accounts are reviewed at least annually and adjusted as conditions or client circumstances change. The firm describes operational practices such as batched order execution, trade‑error correction procedures, and the use of client custodians to deliver account statements and custody services.

LDI is notable among peer team firms for its broker‑dealer registration and affiliated broker‑dealer activity, its registered insurance agents on staff, and its revenue arrangements tied to sweep products and 12b‑1 and transaction fees — conflicts the brochure discloses along with supervisory measures intended to address them. The firm also discloses a prior disciplinary settlement relating to inadequate supervision and notes ancillary capabilities (including staff with CPA credentials and multi‑state insurance licenses) that are less common among similarly sized advisory teams.

Client services

Financial planning Portfolio management

Expertise

Active portfolio management Options & derivatives strategies

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Fee options

Fixed

Financial planning services may be charged on a fixed fee arrangement, negotiated individually

Percentage

$0 - $250,000: 2.75% $250,001 - $500,000: 2.50% $500,001 - $1,000,000: 2.25% $1,000,001 - $2,500,000: 2.00% $2,500,001 - $5,000,000: 1.75% $5,000,001 - $10,000,000: 1.5% $10,000,001+: 1.25%

Project-based

Standard financial planning rate $200/hour

Other

Minimum fee: $90 annual minimum fee Fee-only: Standard financial planning rate $200/hour; may also be fixed fee; ongoing consultation fees may be a percentage of assets collected quarterly

Main office location

Lincoln Douglas Investments, LLC

1051 Newark Rd

Mount Vernon OH 43050, United States

Number of offices

2

Most active in

Georgia · Ohio

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Stephen D

Series 63

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Stephen Dennis is a financial advisor with Lincoln Douglas Investments, LLC in Mt. Vernon, Ohio. He holds a Series 63 designation and has 24 years of industry experience. Dennis has been with Lincoln Douglas Investments since 2011, working as part of an eight-advisor team. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small business entities. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build client portfolios across various asset classes.

Active portfolio management Options & derivatives strategies
user avatar

Brandon B

Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Brandon Bullock is a financial advisor at Lincoln Douglas Investments, LLC with 21 years of industry experience. He has been with Lincoln Douglas Investments since 2010. In addition to his advisory role, he is a licensed property and casualty, life, and health insurance sales agent. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small business entities. The firm employs a mix of technical charting, fundamental analysis, and cyclical approaches to build portfolios tailored to client risk profiles.

Active portfolio management Options & derivatives strategies
user avatar

Terry H

Series 63, Series 65

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Terry Hill is a financial advisor at Lincoln Douglas Investments, LLC with 40 years of industry experience. He holds Series 63 and Series 65 licenses and has been with Lincoln Douglas since 2014. Outside of his advisory role, he is involved in selling life, medical, and Medicare supplemental insurance as an insurance agent. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm employs a variety of investment strategies based on client risk profiles, using technical charting, fundamental analysis, and cyclical approaches.

Active portfolio management Options & derivatives strategies
user avatar

Kenneth D

Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Kenneth Dennis is a financial advisor at Lincoln Douglas Investments, LLC with 31 years of industry experience. He holds a Series 66 designation and has been with Lincoln Douglas Investments since 2010. Additionally, he is president and a stockholder of Dennis & Schisler, Inc., a CPA firm, where he has worked since 1980, focusing on tax return preparation and tax research. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build client portfolios, offering both discretionary and non-discretionary account management.

Active portfolio management Options & derivatives strategies
user avatar

Zachary D

Series 63

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Zachary Dennis is a financial advisor at Lincoln Douglas Investments, LLC with 10 years of industry experience. He holds a Series 63 designation and has worked at Lincoln Douglas Investments since 2013. Outside of his advisory role, he is involved with Madison Collins Stevens Insurance and works as a driver for Lyft. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical, fundamental, and cyclical analysis to build portfolios tailored to client risk profiles.

Active portfolio management Options & derivatives strategies
user avatar

Nick B

CFP®, Series 63, Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Nick Burson is a CFP®-certified financial advisor with 15 years of industry experience. He has been with Lincoln Douglas Investments, LLC since 2011. Outside of his advisory role, he serves as the unpaid treasurer for the AM Spirit Chapter, a professional networking group. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build and manage client portfolios.

Active portfolio management Options & derivatives strategies
user avatar

Nathaniel F

Series 66

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Nathaniel Fowler is a financial advisor at Lincoln Douglas Investments, LLC with five years of industry experience. He holds a Series 66 designation and has worked at Lincoln Douglas Investments since 2020. Outside of his advisory role, he is involved in cryptoeconomic research as an independent contractor and operates an online package and shipping retail business. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small businesses. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build diversified portfolios and offers programmatic management through an advisory program where it acts as broker-dealer.

Active portfolio management Options & derivatives strategies
user avatar

Tenesha H

CFP®

Mt. Vernon, OH

Lincoln Douglas Investments, LLC

Tenesha Hartgrove is a CFP® professional with seven years of experience, currently with Lincoln Douglas Investments, LLC. Her background includes roles at Intuit and Ron Lykins CPAs, and she is involved in accounting and consulting through her work with Ncrease Financial Services and YLDJ Consulting. Lincoln Douglas Investments provides portfolio management and financial planning services to individuals, pension and profit-sharing plans, trusts, and small business entities. The firm utilizes a combination of technical, fundamental, and cyclical analysis to construct portfolios tailored to client risk profiles.

Active portfolio management Options & derivatives strategies
user avatar

Brian M

Series 63

Georgetown, GA

Lincoln Douglas Investments, LLC

Brian Mohney is a financial advisor with Lincoln Douglas Investments, LLC, holding a Series 63 designation and bringing 28 years of industry experience. He has been with Lincoln Douglas Investments since 2011 and concurrently serves as FINOP/CCO for Sovereign Global Advisors LLC. Outside of finance, he owns Mohney Enterprises LLC, a dry ice blasting services and rental business. Lincoln Douglas Investments provides portfolio management and financial planning to individuals, pension and profit-sharing plans, trusts, and small business entities. The firm uses a combination of technical charting, fundamental analysis, and cyclical approaches to build and manage diversified portfolios.

Active portfolio management Options & derivatives strategies
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