Lincoln Douglas Investments, LLC

Lincoln Douglas Investments provides ongoing portfolio management and financial planning to individuals, pension and profit‑sharing plans, trusts and small business entities, charging asset‑based advisory fees for discretionary and non‑discretionary accounts. The firm reports a relatively small client base and does not highlight a significant high‑net‑worth client segment.

Advisors build portfolios from client risk profiles using a mix of technical charting, fundamental analysis and cyclical approaches and implement strategies that can include long‑ and short‑term equity positions, mutual funds, fixed income, options, margin and short sales, with portfolios monitored and adjusted for changing circumstances. LDI also offers programmatic management, including an Evergreen Ridge advisory program where the firm acts as the broker‑dealer and trades through National Financial Services as custodian.

LDI is atypical for a team of its size in being dually registered and affiliated with a broker‑dealer and in maintaining insurance‑agent registrations, and it discloses receipt of 12b‑1 and sweep revenue‑sharing payments and transaction charges that it says are managed through disclosure and supervisory procedures. The firm also discloses a prior disciplinary settlement related to supervisory failures and highlights internal controls (a code of ethics and principal reviews) intended to address conflicts and trade supervision.