Lime Rock Investment Management Company, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,986,923
Total clients
25
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
25
Average account size
$359,477
About
Lime Rock Investment Management Company, Inc. provides discretionary investment management to individual investors and LLCs, creating a tailored Investment Policy Statement (IPS) for each client. The firm typically implements portfolios using mutual funds, ETFs, domestic equities and fixed income securities and does not participate in wrap-fee programs.
Investment decisions are guided by strategic asset allocation aligned with each client’s IPS, with account reviews performed at least quarterly and rebalancing or other actions taken as warranted. The firm recently changed its advisory fee calculation to a daily accrual method and generally recommends Interactive Brokers as the custodian while allowing clients to direct brokerage.
Distinctive features include the principal’s institutional fixed-income trading and risk-management background — including work with MBS, ABS, CMBS, CLOs and regulatory stress-testing frameworks — which informs the firm’s approach to fixed-income and risk controls. Compared with many peers, Lime Rock operates on a small scale (roughly 25 clients and under $10 million in assets under management) and accepts business entities (LLCs) as clients, which may lead to more customized oversight.
Client services
Expertise
Fee options
$0 - $250,000: 1.05% $250,000 - $2,500,000: 0.90% $2,500,000+: 0.75%
Main office location
Lime Rock Investment Management Company, Inc.
15663 Dawn Crst
San Antonio TX 78248, United States
Number of offices
1
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")