Lightpath Wealth & Tax Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Lightpath Wealth & Tax Advisors provides financial planning and consulting and serves as an introducer and coordinator for externally managed portfolios rather than providing in‑house discretionary portfolio management. The firm also offers tax preparation services through an employed CPA and operates as a licensed insurance agency, with affiliated persons able to sell insurance products in addition to advisory services.
Rather than selecting individual securities, Lightpath focuses on selecting and monitoring sub‑advisers and model portfolios (including facilitating account setup with custodians and working with a named third‑party manager to execute trades). While it participates in the common AUM billing structure through sub‑adviser relationships, the firm also offers hourly planning fees ($100–$300) and fixed planning engagements (up to $10,000), and it does not accept performance‑based fees.
What distinguishes Lightpath from many peers is its combination of roles: it acts primarily as a selector and monitor of other advisers, maintains an affiliated insurance brokerage (with licensed staff eligible to earn commissions and licensed personnel spending under 10% of professional time on insurance activities), and provides in‑house tax preparation — features that are statistically uncommon for firms in this investment manager category. The firm’s brochure also reports that it had no assets under discretionary management and that portfolio trading authority resides with the third‑party manager rather than Lightpath itself.
Client services
Financial planning
Selection of other advisers
Expertise
Social Security optimization
General retirement planning
General tax planning
Cash flow / budgeting
Fee options
Fixed fees for financial planning and consulting services up to $10,000, negotiable depending on scope and complexity.
Commission-based compensation is earned through the sale of insurance products; commissions are separate from advisory fees.
Hourly fees for financial planning and consulting services range from $100 to $300 per hour.
Account minimum: Minimum investment requirements are set by the sub-advisers and vary; clients must meet sub-adviser minimums, but no specific minimum is stated for Lightpath Wealth & Tax Advisors directly. Fee-only: Financial planning and consulting services charged on an hourly basis ranging from $100 to $300 per hour or a fixed fee up to $10,000; fees are negotiable and based on scope and complexity.
Main office location
Lightpath Wealth & Tax Advisors
Prospect KY, United States
Number of offices
2
Most active in
Lightpath Wealth & Tax Advisors has reported serving >5 clients in these states in the last 12 months.
Kentucky · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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