Lighthouse Advisory Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,577,736
This total excludes 18 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
24
13% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$399,072
About
Lighthouse Advisory Services provides portfolio management, financial planning, pension consulting and participant education to individuals, high‑net‑worth clients and pension/profit‑sharing plans. The firm also conducts periodic educational seminars and workshops—predominantly for group 401(k) plans—at no additional charge.
The firm prepares written Investment Policy Statements tailored to each client’s goals, time horizon and risk tolerance and reports that its assets under management are managed on a non‑discretionary basis. Its methods of analysis include charting, cyclical and fundamental analysis, modern portfolio theory and technical analysis, and it may implement strategies ranging from long‑term holdings to short sales, margin and options.
Compared with many solo independent advisers, Lighthouse combines pension consulting and participant education (including ERISA 404(c) support and enrollment/education meetings) with individualized planning and non‑discretionary portfolio oversight, an arrangement that is uncommon for firms of this size. Clients should be aware that the firm generally does not exercise investment discretion and that some recommended strategies involve higher levels of risk.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Annuities
Options & derivatives strategies
Real estate investing
Fee options
Fixed fees for financial planning between $750 and $2,500
$1 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.90% $2,000,001 - $3,000,000: 0.75% $3,000,000+: 0.50%
$75 to $200 per hour for financial planning services
Fee-only: Financial planning fixed fees between $750 and $2,500; hourly fees between $75 and $200
Main office location
Lighthouse Advisory Services, Inc.
Poway CA, United States
Number of offices
1
Most active in
Lighthouse Advisory Services, Inc. has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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