Lightedway Advisory Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$112,000,000
This total excludes 2 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
267
75% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
267
Very HighAverage account size
$419,476
About
LightedWay Advisory Services, Inc. provides discretionary portfolio management and pension consulting to individuals and high‑net‑worth clients, and also accepts charitable organization clients and employer retirement plans (including 401(k) plans). The firm prepares an Investment Policy Statement for each client and offers ongoing monitoring and custodial reporting, with no stated account minimums.
The adviser’s approach blends long‑term trading and model portfolio allocations, using methods such as charting, fundamental, quantitative, technical analysis and modern portfolio theory, and focuses on mutual funds, ETFs, equities and fixed income. Accounts are managed on a discretionary basis, reviewed at least monthly, and custodied through Charles Schwab Institutional with integrated fee billing and client statements.
Compared with peers, the firm is notable for a high client load for a solo adviser—267 clients with roughly $115 million in discretionary AUM—which is uncommon among independent single‑advisor firms and suggests reliance on model allocations and custodian technology to scale service. The brochure also discloses that the principal is a licensed insurance agent who may offer commissionable insurance products and that the firm provides pension‑plan consulting and services to charitable organizations, each of which the firm identifies as potential conflicts it addresses through fiduciary policies and its code of ethics.
Client services
Portfolio management
Pension consulting
Expertise
Wealth management
Fee options
$0+: 0.50% - 1.50% $0+: 0.50%
Main office location
Lightedway Advisory Services, Inc.
83 Calvert St
Harrison NY 10528, United States
Number of offices
1
Most active in
Lightedway Advisory Services, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · New Hampshire · New Jersey · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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