Light Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$82,348,903
Clients
70
59% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
70
HighAverage account size
$1,176,413
About
Light Capital Management provides ongoing portfolio management and financial planning primarily for individual and high‑net‑worth clients, documenting goals and constraints in an Investment Policy Statement. The firm manages both discretionary and non‑discretionary accounts and conducts regular portfolio monitoring and periodic reviews.
The firm’s investment process combines charting, fundamental, quantitative, and technical analysis to inform asset allocation and security selection, and it typically seeks discretionary authority to implement trades. Investment strategies described in the brochure include long‑ and short‑term trading as well as short sales, margin transactions, and options trading, with monitoring and risk disclosures provided to clients.
Compared with many peers, Light Capital accepts performance‑based fees for qualified clients using a high‑water‑mark approach and also makes alternative investments and private placements available to qualified investors. The firm discloses use of leverage and derivatives in client accounts, aggregates trades across clients, and requires custody through a single institutional custodian, operational choices it says it manages to address related conflicts.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Private / alternative investments
Concentrated stock management
Fee options
Qualified Client Actively Managed Account+: 2.00% All Other Assets+: 1.00-2.00%
$250 per hour for financial planning services
20.00% of capital appreciation for qualified clients
Main office location
Light Capital Management LLC
Colleyville TX, United States
Number of offices
1
Most active in
Light Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California · Pennsylvania · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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