LIG Capital Management, LLC logo

LIG Capital Management, LLC

Updated today

Client assets under management

$209,448,219

Clients

406

16% high-net worth

Advisors

4

of 4 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

102

High

Average account size

$515,882

About

LIG Capital Management provides investment management, portfolio management, investment advisory and retirement plan consulting to individuals, high‑net‑worth clients, small businesses, trusts, and charitable organizations. The firm offers a mix of account types including discretionary programs (Target Stock, ETF Allocation, Core Discretionary) and generally non‑discretionary advisory accounts, as described in its brochure.

The firm’s Target Stock Strategy and ETF Allocation Program use a trend‑following approach with risk‑management techniques and rely on charting, fundamental and technical analysis, while its non‑discretionary advisory work is guided by modern portfolio theory and traditional asset allocation. Client accounts are monitored regularly, model portfolio changes are implemented across accounts, and the firm discloses that it may manage concentrated equity holdings that can increase idiosyncratic risk.

Compared with many peers, a large portion of the firm’s assets is managed on a non‑discretionary basis ($173 million non‑discretionary versus $77 million discretionary as of December 31, 2025), and financial planning is limited to investment‑related matters rather than comprehensive planning (no standalone, full financial planning services). The firm also provides retirement plan consulting and offers both equity‑focused trend strategies and ETF allocation programs alongside hourly or flat‑fee consulting options.

Client services

Financial planning Portfolio management Retirement plan consulting and advisory

Expertise

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k)

Occupation focus

Founder/Business Owner

Fee options

Fixed

Flat fees may be charged for certain advisory services as agreed upon in consulting agreements

Percentage

Negotiable asset-based percentage fees; specific percentages not clearly stated in brochure

Project-based

Hourly fees of $250 per hour with a one hour minimum

Other

Minimum fee: Minimum annual fees apply but amounts are negotiable and vary by client; minimum fees and account minimums differ among clients Fee-only: Hourly fees of $250 per hour with a one hour minimum for various advisory services

Main office location

LIG Capital Management, LLC

3503 N.W. 63 Rd Street, Suite 100

Oklahoma City OK 73116-2203, United States

Number of offices

1

Most active in

California · Oklahoma · Texas

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Chris L

Series 63, Series 65

Oklahoma City, OK

LIG Capital Management, LLC

Chris Lorenzen is a financial advisor with LIG Capital Management, LLC in Oklahoma City, holding Series 63 and Series 65 licenses and bringing 25 years of industry experience. He has been with LIG Capital Management since 2004 and also serves as president of CLK Investments, Inc., a non-investment related business. LIG Capital Management provides investment management and advisory services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm employs active, trend-following equity strategies for discretionary portfolios alongside Modern Portfolio Theory–based asset allocation for non-discretionary accounts, serving clients who retain final trading authority in most cases.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Stuart M

Series 66

Oklahoma City, OK

LIG Capital Management, LLC

Stuart Mccuan is a financial advisor at LIG Capital Management, LLC with 15 years of industry experience. He holds the Series 66 designation and previously worked at Morgan Stanley Private Bank, National Association from 2010 to 2017. Outside of his advisory role, he serves as president of McCuan & Associates, a non-investment related S-corp. LIG Capital Management provides investment and portfolio management services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm employs a combination of active, trend-following equity strategies and Modern Portfolio Theory–based asset allocation, managing a majority of its assets on a non-discretionary basis.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Mark H

Series 63, Series 65

Oklahoma City, OK

LIG Capital Management, LLC

Mark Humphreys is a financial advisor at LIG Capital Management, LLC with 24 years of industry experience. He holds Series 63 and Series 65 designations and has been with LIG Capital since 2010. Outside of his advisory role, he serves as president of Mark Humphreys & Associates, a non-investment related business, and is also a manager for Peninsula Energy Logistics, an oil and gas pipeline transportation and logistics company. LIG Capital Management provides investment management and advisory services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm combines active, trend-following equity strategies with Modern Portfolio Theory–based asset allocation and manages a majority of its assets on a non-discretionary basis.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
user avatar

Julie M

Series 66

Oklahoma City, OK

LIG Capital Management, LLC

Julie Mahanay is a financial advisor at LIG Capital Management, LLC with 18 years of industry experience. She holds a Series 66 designation and has previously worked at BOKF, NA and T S Phillips Investments, Inc. LIG Capital Management provides investment management and advisory services to individuals, small businesses, retirement plans, trusts, and charitable organizations. The firm offers both discretionary and non-discretionary programs, combining active equity strategies with Modern Portfolio Theory–based asset allocation and diversification.

Active portfolio management Passive / index investing Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner
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