L
Lifeline Financial, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$70,709,904
Clients
42
38% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$1,683,569
About
Lifeline Financial, LLC provides investment advisory services primarily to individual clients, including high-net-worth individuals, and also to pension plans and charitable organizations. The firm offers discretionary portfolio management through both individually managed accounts and model portfolios, along with financial planning and consulting services.
The firm's investment process emphasizes asset allocation, mutual fund and ETF analysis, and a long-term purchase approach; model portfolios span aggressive equity to conservative fixed‑income allocations and are managed to each model’s stated objective while allowing clients to impose reasonable restrictions. Accounts are monitored continuously and reviewed at least quarterly, with periodic client outreach to confirm continued suitability.
A noteworthy aspect of the firm’s practice is that its advisor also sells life, disability, long‑term care and medical insurance and receives compensation from insurance carriers, an other-business activity the brochure discloses as a potential conflict of interest. Lifeline manages roughly $70.7 million across a relatively small client base (about 42 clients) and discloses participation in TD Ameritrade’s institutional program — including block trading and other economic benefits — arrangements the firm notes may influence custody and brokerage choices.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
General tax planning
Wealth management
Fee options
Financial Planning and Consulting Services fixed fees typically range from $1,500 to $10,000
$1 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001 - $3,000,000: 1.00% $3,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.75%
$100 to $200 per hour for Financial Planning and Consulting Services
Account minimum: $500,000 Fee-only: Financial Planning and Consulting Services fees charged hourly from $100 to $200 per hour or fixed fees typically ranging from $1,500 to $10,000
Main office location
Lifeline Financial, LLC
322 Silas Deane Highway
Wethersfield CT 06109-1735, United States
Number of offices
1
Most active in
Lifeline Financial, LLC has reported serving >5 clients in these states in the last 12 months.
Connecticut
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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