Life Planning Agency, Inc
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$4,124,658
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$206,233
About
Life Planning Agency, Inc. is an independent, single‑advisor registered investment adviser that primarily provides discretionary portfolio management and securities-based investment advice to individual clients and their families. The firm also works with pension and profit‑sharing plans for closely held businesses and manages endowment-style strategies for charitable organizations, overseeing roughly $4 million in client assets across about 20 accounts.
All client accounts are managed on a discretionary basis and the firm emphasizes fundamental analysis, diversification, and a focus on dividend‑paying companies, with holdings that may include U.S.-based stocks, bonds, REITs, options, precious metals and cash. Risk management practices described in the brochure include setting stop‑loss levels at purchase, daily monitoring with monthly reviews, and adjustments to asset mix based on client age and market conditions.
A notable characteristic for a solo independent adviser is the firm’s mix of client types beyond retail individuals — including pension/profit‑sharing plans and charitable endowments — and an affiliation with an accounting business operated by the firm’s owner. The brochure also discloses that the owner splits time between the advisory and accounting businesses and serves as the firm’s chief compliance officer, an operational arrangement that may affect staffing and supervisory practices.
Client services
Portfolio management
Expertise
Income planning
College savings (529s, UTMA, etc.)
Wealth management
Passive / index investing
Fee options
0.75% of assets under management annually
Main office location
Life Planning Agency, Inc
Dix Hills NY, United States
Number of offices
1
Most active in
Life Planning Agency, Inc has reported serving >5 clients in these states in the last 12 months.
New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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