L
Lexington Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$12,617,662
Total clients
22
18% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
22
Average account size
$573,530
About
Lexington Capital, LLC is an independent, single‑advisor registered investment adviser that provides discretionary portfolio management and fee‑based financial planning to individuals and high‑net‑worth clients, and lists charitable organizations and other advisers among its client types. The firm also offers subadviser services to unaffiliated advisers and manages defined‑contribution participant accounts using a third‑party platform for held‑away assets.
The firm combines tactical and strategic asset‑allocation decisions and documents client goals in an Investment Policy Statement; its methods of analysis include charting, technical and quantitative analysis as well as modern portfolio theory. Lexington Capital typically requests discretionary trading authority, reviews client accounts at least quarterly, and acknowledges that some strategies may involve relatively short holding periods and limited tax efficiency.
The brochure specifically lists charitable organizations as clients, a client segment that is uncommon for small independent firms, and provides a dedicated research contact and website that indicate the firm circulates research or periodicals to clients. It recommends Charles Schwab Advisor Services as custodian and discloses potential access to institutional research and technology (soft‑dollar benefits); the firm reports approximately $12.6 million in discretionary assets across 22 client accounts.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Expertise
Active portfolio management
Fee options
$250 fixed fee for financial planning
$0 - $249,999: 1.60% $250,000 - $999,999: 1.35% $1,000,000 - And Up: 1.10%
Main office location
Lexington Capital, LLC
Marion IA, United States
Number of offices
1
Most active in
Lexington Capital, LLC has reported serving >5 clients in these states in the last 12 months.
Iowa · Minnesota
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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