Lewis Financial, LLC

Updated today

Find your advisor

Client assets under management

$132,000,000

Clients

253

23% high-net worth

Advisors

of 3 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

High

Average account size

$521,739

About

Lewis Financial provides fee-based investment advisory services and financial planning primarily to individual and high-net-worth clients, delivering portfolio management through custodial programs offered via LPL Financial. The firm manages roughly $134 million in client assets across about 255 accounts.

Portfolios are customized and supervised on an ongoing basis, using equities, fixed income, mutual funds, ETFs and other securities with periodic rebalancing and at least quarterly reviews. The firm employs a mix of charting, fundamental and technical analysis and offers both discretionary and non-discretionary management, including participation in LPL’s Strategic Wealth Management and Optimum Market Portfolios programs.

A distinctive aspect of Lewis Financial is its participation in wrap-fee arrangements and the firm’s receipt of a portion of wrap fees, a practice that is relatively uncommon among similar small advisory firms. The firm’s advisers are dually registered with LPL Financial and receive research, technology and operational support from LPL—an arrangement disclosed in the brochure as material to how services are delivered and as a potential source of conflicts of interest.

Client services

Portfolio management

Expertise

Wealth management Active portfolio management

Fee options

Percentage

$0 - $500,000: 1.25% $500,001 - $5,000,000: 1.00% Above $5,000,000+: Negotiable

Commissions

Clients may purchase investment products through LPL Financial on a commission basis; commission rates vary.

Project-based

Hourly charges are offered, but specific amounts are not stated.

Other

Account minimum: $25,000

Main office location

Lewis Financial, LLC

3590 Sacramento Dr., Ste 140

San Luis Obispo CA 93401, United States

Number of offices

Most active in

California

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

Website (805) 548-0900

Advisors at this firm

Robert H

Series 63

San Luis Obispo, CA

Lewis Financial, LLC

Robert Hiltz is a financial advisor at Lewis Financial, LLC with 31 years of industry experience. He holds a Series 63 designation and has been associated with LPL Financial LLC since 2005. Hiltz provides investment advisory services through Lewis Financial, an independent registered investment advisory firm he began in 2024. Lewis Financial primarily serves individual and high-net-worth clients, offering fee-based investment advisory services and personalized financial planning. The firm uses a combination of discretionary and non-discretionary portfolio management, employing charting, fundamental, and technical analysis, and utilizes LPL Financial-sponsored programs to implement model asset allocations.

Wealth management Active portfolio management

Wayne L

Series 63

San Luis Obispo, CA

Lewis Financial, LLC

Wayne Lewis is a financial advisor at Lewis Financial, LLC in San Luis Obispo, CA, with 43 years of industry experience. He holds a Series 63 designation and has worked at LPL Financial since 2005. Outside of his advisory work, he serves as a board member for the nonprofit organization SLO Riders. Lewis Financial primarily serves individual and high-net-worth clients, offering fee-based investment advisory services and personalized financial planning. The firm utilizes a combination of discretionary and non-discretionary portfolio management, incorporating fundamental and technical analysis, and employs LPL Financial-sponsored programs to support client asset allocation and implementation.

Wealth management Active portfolio management

Wyatt L

Series 66

San Luis Obispo, CA

Lewis Financial, LLC

Wyatt Lewis is a financial advisor with Lewis Financial, LLC in San Luis Obispo, CA, holding a Series 66 designation and 22 years of industry experience. He has worked at LPL Financial since 2005 and started providing investment advisory services through Lewis Financial in 2024. Lewis Financial primarily serves individual and high-net-worth clients, offering fee-based investment advisory services and personalized financial planning. The firm utilizes both discretionary and non-discretionary management approaches, integrating fundamental and technical analysis, and employs LPL Financial-sponsored programs for portfolio construction and implementation.

Wealth management Active portfolio management

Not sure where to start?

We'll help you think it through – whether you ultimately need an advisor or not.

Call (201) 292-4557

Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.

Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.

For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.

By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev

Find the right match for you

Answer a few quick questions and we'll tailor results to your goals, so you can hire smarter.

Find your advisor

A smarter way to hire an advisor

Compare and choose confidently

Warmer combines best-in-class advisor data with guidance to help you clarify what you need, understand why an advisor may—or may not—fit, and move forward with confidence.

How Warmer works

Thoughtfully vetted, clearly explained

We review rigorously and transparently

Get to know your advisors' credentials, disciplinary history, specialization, client fit, and communication style. We're selective about who we recommend—and tell you why we think someone fits your situation.

Our methodology

Always free and always on your side

Free. Confidence that lasts

We help you book free consultations with your matches. You only pay an advisor if you decide to hire them. And our support doesn't end with an introduction—we're here to make sure the relationship works for you—and if not, to navigate next steps with clarity.

Our ongoing support