Leppla Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$13,474,728
This total excludes 7 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
8
75% high-net worth
Advisors
1
of 5 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
8
Very LowAverage account size
$1,684,341
About
Leppla Capital Management LLC provides discretionary portfolio management and financial planning to individuals (including high-net-worth clients), trusts, business entities, and retirement plans. Services described in the brochure include creation of a Financial Blueprint used as an investment policy statement, ongoing portfolio supervision, subscription-based investment recommendations, and design/management of defined contribution and defined benefit plans.
The firm documents client risk tolerance with a questionnaire and implements portfolios across mutual funds, ETFs, equities, bonds and other instruments, using a mix of fundamental, technical, charting and cyclical analysis. Investment implementation can include long- and short-term trading, options, short sales and margin; the firm also offers performance-fee arrangements for qualified investors and may direct clients to third‑party money managers under disclosed fee‑sharing arrangements.
Noteworthy distinctions include that a principal of the firm practices as an attorney and a real estate broker and may, on occasion, offer clients products or advice from those activities (with disclosure and without solicitation). The firm operates with a small client base while managing multi‑tens of millions in assets and supports subscription services plus fee‑sharing referrals to other managers—features that are less common among peers in its category.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Options & derivatives strategies
Active portfolio management
Retirement plans for business owners (SEP, solo 401k)
Fee options
Financial planning fixed fees ranging from $3,500 to $10,000.
$150,000 - $600,000: 1.20% annually $600,001 - $1,000,000: 1.08% annually $1,000,001+: 0.96% annually
$250 to $550 per hour for financial planning services.
Up to 1.80% asset-based fee plus up to 20% of net profits above agreed high water mark for qualified investors.
Subscription service with an account minimum of $50,000; specific fee not stated.
Account minimum: $250,000 (may be waived) Fee-only: Investment supervisory services fees, financial planning fixed fees and hourly fees; fees are negotiable.
Main office location
Leppla Capital Management LLC
San Francisco CA, United States
Number of offices
1
Most active in
Leppla Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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