Leonard Jr., Gary A.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$800,000
Total clients
20
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
20
Average account size
$40,000
About
The firm provides discretionary investment management and advisory services to individual clients, managing approximately $800,000 across about 20 accounts. It offers portfolios that include equities, fixed income and a range of securities, and may use options, hedging techniques and margin as part of its investment implementation.
The adviser builds balanced portfolios tailored to each client’s risk tolerance and objectives, using fundamental, technical and cyclical analysis and daily market monitoring. Investment strategies disclosed include long- and short-term purchases, trading, short sales and options writing, with an emphasis on maintaining some cash to capture market opportunities.
This firm is atypical for a small independent adviser because the adviser is also a registered representative of a broker‑dealer and reports spending roughly forty hours per week in that capacity, alongside an extensive institutional trading background and multiple securities licenses. The adviser also engages in personal securities transactions and has a documented Code of Ethics to address potential conflicts arising from personal trading and the broker‑dealer affiliation.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Active portfolio management
Fee options
$0 - $25,000: Not stated $25,000 - $50,000: 1.35% $50,000 - $100,000: 1.25% $100,000 - $500,000: 1.15% $500,000 - $1,000,000: 1.00% $1,000,000+: 0.75%
Account minimum: $25,000
Main office location
Leonard Jr., Gary A.
San Francisco CA, United States
Number of offices
1
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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