Leo Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$33,000,000
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
103
10% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
103
Average account size
$320,388
About
Leo Wealth Management is an independent, single‑advisor registered investment adviser that provides holistic financial planning and discretionary portfolio management primarily for individuals categorized as high‑net‑worth clients and for business owners. Services described in the brochure include tailored investment management, retirement plan rollovers, comprehensive financial planning (estate, tax coordination, business succession), and insurance planning and replacements.
The firm constructs customized asset allocations across stocks, bonds, ETFs, options and alternative investments and conducts ongoing monitoring and rebalancing consistent with each client’s objectives and risk tolerance. It relies on a custodian relationship that provides institutional trading and custody services and supplements its investment process with artificial intelligence tools for analytics and real‑time meeting notetaking while retaining human oversight.
What distinguishes this firm from many small independent advisers is its focus on higher‑net‑worth and business‑owner clients rather than mass‑market individual clients, its recent registration as an SEC‑registered RIA managing roughly $33 million, and its explicit use of AI in client servicing. The adviser also maintains insurance licensure and dedicates a material portion of time to insurance and annuity solutions, which the brochure discloses can create commission‑related conflicts of interest that clients should consider.
Client services
Financial planning
Portfolio management
Expertise
Annuities
Business succession planning
Occupation focus
Founder/Business Owner
Fee options
Hourly charges are reported in SEC Form ADV Part 1 but specific rates are not detailed in the brochure.
Main office location
Leo Wealth Management, LLC
1110 South Avenue, Executive Suites
Staten Island NY 10314, United States
Number of offices
1
Most active in
Leo Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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