L
Lenox Capital Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$108,955,239
Total clients
442
5% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
442
Average account size
$246,505
About
Lenox Capital Management provides ongoing portfolio management and financial planning services to a range of clients, including individual investors, pension and profit-sharing plans, corporations, charitable organizations, estates, and trusts. The firm manages client accounts on both a discretionary and non-discretionary basis and prepares individualized financial plans on request.
The adviser employs both fundamental and technical analysis and combines active and passive strategies to construct portfolios that typically emphasize individual equities and fixed income securities rather than mutual funds. Reviews are conducted on an ongoing basis with periodic written reports provided to clients, and the firm considers tax consequences and client goals when making recommendations.
The firm is notable for operating with a single advisory professional while managing several hundred client accounts and over $100 million in assets, a client-to-advisor ratio that is uncommon among peers. It is also affiliated with a related broker-dealer and maintains the adviser’s dual role as a registered representative and insurance agent, a relationship disclosed in the brochure and managed through client disclosure and the option to direct brokerage elsewhere; the firm also absorbs trading costs for advisory accounts and uses direct billing with custodian statements, and it does not vote client proxies.
Client services
Portfolio management
Expertise
Active portfolio management
General tax planning
Fee options
Fixed fee of $200 for financial planning services, due upon presentation of the plan.
$0+: 0.25% of common stock holdings $0+: 0.0125% of bonds and preferred stocks holdings
Mr. Ruth may receive commissions as a registered representative of a broker-dealer for transactions executed through the related broker-dealer; advisory clients do not pay transaction fees, non-advisory clients pay transaction charges.
Account minimum: $5,000 Fee-only: Advisory fees charged quarterly in arrears based on portfolio holdings: 0.25% annually on common stock holdings, 0.0125% annually on bonds and preferred stocks holdings; no transaction fees charged to advisory clients.
Main office location
Lenox Capital Management, Inc.
322 Alana Drive
New Lenox IL 60451-1784, United States
Number of offices
1
Most active in
Lenox Capital Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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