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Legion Private Wealth Management

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Client assets under management

$4,783,241

Clients

24

58% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

12

Very Low

Average account size

$199,302

About

Legion Private Wealth Management is a small advisory firm serving individuals, high‑net‑worth clients, trusts, and estates, managing roughly $6.9 million for about two dozen clients. It offers discretionary portfolio management through a third‑party asset management platform, co‑advisor arrangements with third‑party money managers, standalone financial planning, and non‑discretionary advice on private real estate investments such as Delaware Statutory Trusts.

The firm’s investment work draws on fundamental, valuation‑based analysis and uses platform model portfolios and third‑party strategists while Legion remains the primary client contact and suitability reviewer. Legion discloses that, in rare instances, it may recommend options or other derivatives in separately managed accounts and coordinates ongoing communications and investor profile updates with engaged third‑party managers when acting as co‑advisor.

What distinguishes Legion from many peers is its combination of a small client base and platform/co‑advisor model together with two less common practices: an affiliation with an insurance agency whose representatives may sell commission‑based insurance products, and the occasional use of options/derivative strategies in managed accounts; both of these practices are disclosed as potential conflicts of interest for prospective clients to consider.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Tax-loss harvesting Social Security optimization Retirement income strategy Debt management Charitable giving & philanthropy

Fee options

Fixed

Financial Planning and Consulting fixed fees negotiated case-by-case

Percentage

$0+: Negotiable, generally 0.50% to 1.00% of client assets managed (Legion's fee applied to entire account value) $0 - $250,000,000: 0.150% annually (Platform fee) $250,000,001 - $500,000,000: 0.125% annually (Platform fee) $500,000,001 - $750,000,000: 0.100% annually (Platform fee) $750,000,001+: 0.085% annually (Platform fee) $0 - $1,000,000: 1.00% annually (TPM fee first $1M in Co-Advisor) $1,000,001 - $3,000,000: 0.75% annually (TPM fee next $2M in Co-Advisor) $3,000,001+: 0.50% annually (TPM fee over $3M in Co-Advisor)

Commissions

Clients may purchase insurance products on a commission basis from Legion's licensed insurance agents; commissions vary

Project-based

Financial Planning and Consulting hourly rate at $300 per hour

Other

Account minimum: $150,000 Minimum fee: TPM minimum annual fee of $3,000, subject to waiver or reduction at TPM's discretion Fee-only: Financial Planning and Consulting fees charged hourly at $300/hour or fixed fees negotiated case-by-case

Main office location

Legion Private Wealth Management

1206 N. Dolarway Road, Suite 116

Ellensburg WA 98926, United States

Number of offices

3

Most active in

More info

California · Washington

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

X Website 509-899-7252

Advisors at this firm

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user avatar

Steve M

Series 65, Series 66

Ellensburg, WA

Legion Private Wealth Management

Steve Montgomery is a financial advisor at Legion Private Wealth Management in Ellensburg, WA, with eight years of industry experience. He holds Series 65 and Series 66 licenses and has worked at Legion Capital Management, Financial Advocates Investment Management, Legion Insurance Group, and Family Heritage. Legion Private Wealth Management provides discretionary portfolio management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm combines fundamental, valuation-based security analysis with access to a third-party asset management platform and offers model portfolios, co-advisor arrangements, and occasional use of derivatives, alongside private real estate investment options.

Tax-loss harvesting Social Security optimization Retirement income strategy Debt management Charitable giving & philanthropy
user avatar

Lowell B

Series 65

El Cajon, CA

Legion Private Wealth Management

Lowell Bruhn is a financial advisor at Legion Private Wealth Management in El Cajon, CA. He holds a Series 65 designation and has been with the firm since 2025. Prior to his advisory role, Bruhn served in the United States Navy from 2014 through 2026. Legion Private Wealth Management offers discretionary portfolio management, financial planning, and consulting services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm combines fundamental, valuation-based analysis with access to third-party asset management platforms and may use derivatives and private real estate investments as part of its client strategies.

Tax-loss harvesting Social Security optimization Retirement income strategy Debt management Charitable giving & philanthropy
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