Legion Financial Advisors

Legion Financial Advisors provides discretionary portfolio management and comprehensive financial planning (the planning service is included as part of investment advisory services) for individual and high-net-worth clients, managing roughly $70.7 million across a small number of client relationships. The firm’s engagement includes developing client-specific investment policies, ongoing account supervision, and multi-topic financial planning covering retirement, estate, tax, business, and cash-flow considerations.

The firm’s investment approach is grounded in Modern Portfolio Theory and primarily implements passive, low-turnover portfolios built from index mutual funds and ETFs, with frequent use of Dimensional funds for portfolio construction. The brochure also discloses that the adviser may employ borrowing (leverage) and derivatives within separately managed accounts, an approach that is atypical for similarly sized, passive-focused independent advisers.

Legion is notable for a principal-level affiliation with entities that manage a fund investing in digital assets, a relationship disclosed in the brochure though LFA does not provide advisory services to investors in that fund. Combined with a very small client roster (seven clients) and concentrated discretionary AUM, the firm operates as a single-advisor practice focused on a limited, likely high-net-worth client base, which differentiates it from more broadly retail-oriented peers.