Legend Private Wealth, LLC

Legend Private Wealth is a state-registered investment adviser that serves individuals, families, high-net-worth clients, trusts, and business clients — including employers that sponsor company 401(k) plans. The firm provides comprehensive financial planning, discretionary and non-discretionary portfolio management, private equity administration, and advice on digital assets, managing about $71 million for roughly 45 clients through a small advisory team.

The firm’s investment process is individualized and combines behavioral, fundamental, and quantitative/technical analysis, using a risk-analysis tool called Nitrogen to produce numerical risk targets that guide tactical and strategic model portfolios. It supplements its models with trade signals from an external AI research provider (the BAILA system) for tactical allocations while retaining final trading discretion and conducting enhanced monitoring for AI-informed strategies.

Notable features disclosed in the brochure include a private equity administration program that uses Equity Trust for custody and reporting, principals who co-invest alongside clients and who are licensed insurance producers able to recommend insurance solutions (including corporate-owned life insurance), and an ownership-linked investment into a subsidiary of an external research firm that intends to sponsor ETFs that the firm may recommend. These arrangements — and the firm’s work with employer/plan-sponsor clients and institutional-style private equity administration — are handled through client disclosures and conflict-management procedures described in the brochure.