Legacy Wealth Planning Group
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$34,357,942
Clients
18
67% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$1,908,775
About
Legacy Wealth Planning Group is a state-registered, independent advisory firm that provides fee-based investment management and financial planning to individuals, trusts, estates, charitable organizations and business entities. It delivers discretionary, custom portfolio management alongside standalone or project-based financial planning services billed on an hourly basis when requested.
The firm follows a tactical allocation approach intended to reduce downside risk while seeking improved performance, using fundamental, technical and cyclical analysis as appropriate. Portfolios may include a broad range of instruments and strategies — including individual securities and mutual funds, option writing, short sales, margin transactions and the use of cash positions as hedges — reflecting a more active toolkit than many small independent advisers.
Legacy Wealth Planning Group operates with a small client roster and manages roughly $34 million in discretionary assets across a limited number of relationships, resulting in a relatively high assets-per-client profile. The firm’s principal maintains multiple advanced professional designations and professional experience at an institutional private client platform, and the adviser recommends established custodial platforms while not taking physical custody of client assets.
Client services
Financial planning
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Tax-loss harvesting
General tax planning
Fee options
1.0% per annum, payable monthly
$250 per hour
Main office location
Legacy Wealth Planning Group
Tampa FL, United States
Number of offices
1
Most active in
Legacy Wealth Planning Group has reported serving >5 clients in these states in the last 12 months.
Florida · Louisiana · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")