Legacy Wealth Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$23,471,400
Total clients
50
20% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
50
Average account size
$469,428
About
Legacy Wealth Planning is a fee-only, state-registered investment adviser formed in 2022 that provides tailored investment management, ongoing financial planning, and limited hourly engagements to mostly individual clients, including high-net-worth households, across roughly 50 client relationships with about $23.47 million in assets under management. The firm’s services include retirement account advice, business‑planning consulting, estate and tax planning coordination, and implementation support when clients elect ongoing management.
The firm develops client-specific investment policies and asset-allocation targets through personal discussions and applies Modern Portfolio Theory in portfolio construction, generally favoring passive funds while allowing for active selections and socially responsible (ESG) options when requested. Account supervision is discretionary for managed accounts, with regular monitoring and quarterly reviews tied to each client’s goals, risk tolerance, and tax considerations.
Compared with many independent advisers, the brochure highlights two less-common offerings: public educational seminars and speaking engagements (presented as purely educational, with fee ranges from free up to specified per-event or per-participant amounts and standard cancellation terms) and work for charitable organizations in addition to individual clients. The firm also discloses that its principal holds an Illinois life and health insurance license but that the firm operates on a fee-only basis and does not accept commissions for insurance referrals.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Business ownership considerations
College savings (529s, UTMA, etc.)
Fee options
Flat annual fee ranging from $1,750 to $36,000 for comprehensive financial planning and investment management services
$0 - $1,000,000: 1.00% $1,000,001+: 0.50%
Financial Planning hourly fee of $250 per hour, negotiable
Fee-only: Ongoing Financial Planning & Investment Management fees charged either as a percentage of assets under management per tiered schedule or flat annual fee ranging from $1,750 to $36,000
Main office location
Legacy Wealth Planning
120 Mill St., Suite 2
Bethalto IL 62010, United States
Number of offices
1
Most active in
Legacy Wealth Planning has reported serving >5 clients in these states in the last 12 months.
Illinois
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
LinkedIn
Facebook
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Instagram
Website
618-444-1785
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