Legacy Wealth Management, LLC

Legacy Wealth Management provides discretionary and non-discretionary portfolio management and financial planning primarily to individual and high-net-worth clients, as well as charitable and business entities. The firm offers ongoing investment advice, modular model portfolios, selection of third‑party money managers, and access to annuity services through a partnership with Halo Securities.

Investment strategies are tailored to client objectives and may include traditional equities and fixed income as well as a meaningful allocation to alternative investments such as private placements, non‑traded REITs, structured notes, and other illiquid products; the firm also uses sub‑advisers and model-based approaches where appropriate. Legacy discloses that it may negotiate performance‑based fee arrangements with qualified clients and regularly monitors accounts through its adviser representatives.

What distinguishes Legacy from many peers is the breadth of its industry affiliations and sponsor relationships: the brochure discloses pecuniary benefits from and sponsorship roles with entities such as Tradebacked, Sentinel, Simplify, and U.S. Energy, and notes control‑person interests in Streamex, Neovolta, and International Land Alliance. The firm is also affiliated with multiple insurance and accounting entities (including Blue Sky Tax Advisory and several affiliated insurance agencies), hosts sponsored educational events, and discloses these relationships and potential conflicts of interest as part of its fiduciary framework.