L
Legacy Wealth Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$6,000,000
Total clients
4
0% high-net worth
Total advisors
1
Firm size
Independent
1 advisor
Average clients per advisor
4
Average account size
$1,500,000
About
The firm provides discretionary asset management and financial planning primarily to individual clients, offering ongoing portfolio management, written financial plans, and educational seminars. It manages assets directly and also places some accounts on the Orion Portfolio Solutions platform under separate client agreements.
Investment programs are tailored to each client’s stated goals, time horizon and risk tolerance and rely on fundamental and technical analysis, with strategies that can include long- and short-term positions, options, margin and use of ETFs, mutual funds and REITs under discretionary authority. Accounts are reviewed at least quarterly and financial plans typically address retirement, legacy, insurance, investment and tax planning and are delivered within 30 days when documentation is provided.
The firm is small in scale—its brochure reports roughly $3.2 million in assets under management—and the principal maintains several outside business activities as a licensed insurance agent and a real estate agent/owner, including property management and rental entities, which the brochure states occupy a substantial portion of his time and produce commission income. Those affiliations and related compensation are disclosed in the brochure and described as potential conflicts of interest with associated mitigation procedures and client disclosure.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Cash flow / budgeting
Fee options
Fixed fees for financial planning services; specific amounts negotiated and estimated prior to engagement
$0 - $250,000: 1.50% annually $250,001 - $500,000: 1.25% annually Over $500,000+: 1.00% annually
Advisor representatives receive commissions from insurance product sales; approximately 25% of Mr. Court’s compensation is from external commissions.
$300 per hour for financial planning
Main office location
Legacy Wealth Management, Inc.
Cape Coral FL, United States
Number of offices
1
Most active in
Legacy Wealth Management, Inc. has reported serving >5 clients in these states in the last 12 months.
Florida · Wisconsin
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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