Legacy Wealth Management Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$1,594,010
Total clients
5
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
5
Average account size
$318,802
About
The firm provides discretionary investment management and integrated financial planning primarily for individual and high-net-worth clients, covering areas such as retirement planning, estate planning, tax-aware investment analysis, insurance review, and business planning. It manages client accounts using a written investment policy and uses a third-party service provider for back-office administration and fee processing.
Its investment approach emphasizes passive portfolio construction using index mutual funds and ETFs, supplemented by fundamental analysis and due diligence when recommending individual securities or outside managers. Client portfolios are tailored to stated objectives, time horizons, and risk tolerance, and the firm seeks authority to trade and debit fees via a limited power of attorney.
A notable and uncommon feature is the principal’s active legal practice and affiliated legal entities that provide estate, elder-law, and trust-related services; the brochure discloses reciprocal referrals between the advisory and legal businesses while noting legal services are separate and billed independently. The principal also holds advanced tax-law training and is licensed to sell life and health insurance, activities the firm discloses as potential conflicts of interest to clients.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Fee options
$0 - $999,999: 1.20% $1,000,000 - $1,999,999: 1.00% $2,000,000 - $4,999,999: 0.80% $5,000,000+: 0.75%
Account minimum: $100,000
Main office location
Legacy Wealth Management Group, LLC
214 Perry Avenue
Dothan AL 36303, United States
Number of offices
1
Most active in
Legacy Wealth Management Group, LLC has reported serving >5 clients in these states in the last 12 months.
Alabama
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Lawyer
They provide legal services, typically billed separately.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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