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Legacy Wealth Capital, LLC.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$6,500,000
Clients
10
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$650,000
About
Legacy Wealth Capital is a fee-only registered investment adviser that provides portfolio management and comprehensive financial planning services for high-net-worth individuals, foundations, endowments, pension plans and businesses. Services include separately managed equity and fixed-income portfolios plus planning for retirement, estate, insurance, cash flow, asset allocation and college funding.
Portfolios are typically composed of 20–40 positions and may be traded less frequently than at larger firms; the adviser employs opportunistic, qualitative, valuation, momentum and trend analysis and seeks to limit permanent loss through multi-level fundamental analysis. Accounts are generally managed on a discretionary basis, clients may impose investment restrictions (which the firm may decline if excessive), and the adviser may hold significant cash depending on market conditions.
Distinctive for a small independent adviser, the principal is licensed as a Realtor and also provides consulting to private equity, humanitarian and other organizations, while performing pro bono work for a church and serving as an unpaid trustee for a 501(c)(3). The firm concentrates on HNW and institutional relationships (it does not target non‑HNW retail clients), maintains a relationship minimum, and is exploring additional endowment, pension and foundation advisory work.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
College savings (529s, UTMA, etc.)
Cash flow / budgeting
Occupation focus
Founder/Business Owner
Executive
Fee options
$0 - $10,000,000: 1.50% annually
Account minimum: $250,000 Fee-only: Legacy Wealth Capital LLC is a fee-only financial services firm.
Most active in
Legacy Wealth Capital, LLC. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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