Legacy Wealth Advisors, Inc.

Legacy Wealth Advisors serves individuals (including high‑net‑worth clients), pension and profit‑sharing plans, trusts, estates and business entities, offering written comprehensive and modular financial plans, one‑time consultations, and ongoing discretionary asset management. The firm reports managing about $50 million in client assets on a discretionary basis and charges fees primarily as a percentage of assets under management.

The firm primarily uses fundamental, long‑term analysis while also employing technical analysis and charting, and it implements a range of strategies that can include long‑ and short‑term purchases, options, short sales and margin transactions as appropriate for client objectives. Portfolio management is delivered on a continuous basis and tailored to individual client restrictions, and the firm relies on a third‑party back‑office provider to support administrative functions.

Distinctive features noted in the brochure include a 2021 regulatory disclosure event in which the firm was fined for registration lapses and required to retain an independent compliance consultant and adopt written supervisory procedures. The firm also discloses an affiliation with an accounting firm (Landrum and Evans, P.C.) and a paid‑solicitor/referral arrangement, plus operational ties to a specific custodian platform and a third‑party back‑office vendor that the brochure identifies as potential sources of conflicts of interest.