Legacy Investment Advisors Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$5,843,871
Clients
10
70% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
10
LowAverage account size
$584,387
About
Legacy Investment Advisors is a small, independent registered investment adviser that provides ongoing investment advice and portfolio management to individuals, trusts, closely held business owners, pension and profit‑sharing plans, and corporations. The firm implements client accounts primarily through third‑party program managers (Morningstar Managed Portfolios and the SEI Advisor Wealth Platform) and also makes insurance products available through the principal’s separate insurance business.
The firm reports that all assets under management are handled on a non‑discretionary basis, with Legacy assisting clients in selecting model portfolios, completing account paperwork, and coordinating transaction execution through the program managers. Its investment process draws on fundamental, technical and charting analysis and includes long‑ and short‑term strategies, client‑imposed restrictions when requested, and continuous account review with at least annual meetings.
Compared with most independent advisers, Legacy is notable for the principal’s active broker‑dealer and insurance roles and for receiving portions of platform and referral fees from third‑party managers and other firms, arrangements disclosed in the brochure. The firm’s very small scale — one advisor, roughly $5.8 million in AUM and about ten clients — combined with a manager‑of‑managers implementation and a fully non‑discretionary model, differentiates its operating model from many peers.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
Business ownership considerations
Business succession planning
Life insurance needs analysis
Occupation focus
Executive
Professional Athlete
Founder/Business Owner
Fee options
$0 - $50,000: 0% to 1.00% (Morningstar program up to 1.00% annual fee, Legacy receives 0% to 0.30% of that fee depending on size) $50,000 - $250,000: 0% to 1.00% (Morningstar program up to 1.00% annual fee, Legacy receives 0% to 0.30% of that fee depending on size) $250,000 - $1,000,000: 0.5% to 1.50% (SEI platform fees range from 0.5% to 1.50%, Legacy receives 0% to 1.20% of SEI fee depending on size) $1,000,000+: Legacy receives up to 0.30% of Morningstar fee; SEI fees as above; all fees are negotiable
Registered representative sells securities and insurance, generating commissions; conflict of interest disclosed.
Account minimum: $40,000 (lowest among programs)
Main office location
Legacy Investment Advisors Inc.
100 Grandview Road, Suite 412
Braintree MA 02184, United States
Number of offices
1
Most active in
Legacy Investment Advisors Inc. has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")